For the last twenty years, most disputes between broker-dealers and their customers have moved from courtrooms to private arbitration settings. Securities arbitrations require specialized knowledge and experience.

Our attorneys have gained familiarity with securities regulation from service in both public and quasi-governmental regulatory environments as well as from the management of in-house compliance departments. Our knowledge of back-office operations and securities industry culture equips us well to deal with the issues that commonly arise in these unique settings. In addition, several of our attorneys continue to give back to the industry by serving as public arbitrators for the National Association of Securities Dealers, Inc.

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